An exciting opportunity has become available for an Investment Guidelines Analyst within the asset management industry, for a 12 month contract. This role plays a pivotal role in the investment process and will ensure that the clients mandates and regulatory guidelines are not breached. The ideal candidate will be someone who can multi-task and work to tight deadlines and under pressure.
Pre-trade analysis for all SA and UK Funds.
Daily monitoring of post trade compliance breaches
Interpreting client guidelines, regulatory rules and internal restrictions
Monitor and improve processes to reduce risk and improve efficiency
Newly Qualified CA(SA) with financial services audit exposure/Relevant tertiary qualification with minimum 4 years experience within the Asset Management industry
Previous knowledge of Regulatory restrictions
Strong knowledge of investment products